TAMARA LYNN SHUMATE BROWN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4890 W KENNEDY BLVD STE 320, TAMPA, FL, 33609-1869.
TAMARA LYNN SHUMATE BROWN has worked at LPL FINANCIAL LLC since August 10, 2007
Disclosure History
TAMARA LYNN SHUMATE BROWN has 1 Disclosure Event(s).
Date: July 31, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT AUCTION RATE SECURITIES PURCHASED IN 2007, LATER BECAME ILLIQUID AND UNSUITABLE FOR ACCOUNT. ISSUER HAS SINCE REDEEMED THE SECURITIES. Broker Comment: CASE WAS DISMISSED VOLUNTARILY BY CLAIMANT.
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