TAMARA JO TROCHA

TAMARA JO TROCHA is currently employed as a Broker and/or Investment Adviser at FIRST COMMAND FINANCIAL PLANNING, INC. located at 1 FIRSTCOMM PLAZA, SUITE 200, FORT WORTH, TX, 76109.

TAMARA JO TROCHA has worked at FIRST COMMAND FINANCIAL PLANNING, INC. since July 13, 2011

Disclosure History

TAMARA JO TROCHA has 4 Disclosure Event(s).

Date: February 03, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Husband had several strokes so I was unable to go to work while helping him recover. I was an IC so if I didn't meet w/clients I didn't earn anything. Needed to survive on husband's pension which barely paid the mortgage, utilities, groceries, and medical bills.

Date: February 03, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Husband had several strokes so I was unable to go to work while helping him recover. I was an IC so if I didn't meet w/clients I didn't earn anything. Needed to survive on husband's pension which barely paid the mortgage, utilities, groceries, and medical bills.

Date: February 03, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Husband had several strokes so I was unable to go to work while helping him recover. I was an IC so if I didn't meet w/clients I didn't earn anything. Needed to survive on husband's pension which barely paid the mortgage, utilities, groceries, and medical bills.

Date: February 03, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Husband had several strokes so I was unable to go to work while helping him recover. I was an IC so if I didn't meet w/clients I didn't earn anything. Needed to survive on husband's pension which barely paid the mortgage, utilities, groceries, and medical bills.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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