TAMIKA LA TARSHA MOORE is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 1244 BARROW ST, STE 207, HOUMA, LA, 70360.
TAMIKA LA TARSHA MOORE has worked at PFS INVESTMENTS INC. since May 24, 2017
Disclosure History
TAMIKA LA TARSHA MOORE has 4 Disclosure Event(s).
Date: June 03, 2009 Category: Judgment / Lien Judgment/Lien Amount: $1,264.03 Judgment/Lien Type: Civil Broker Comment: IT WAS SENT TO OUTSIDE COLLECTION AGENCY & CHARGED OFF FROM MY UNDERSTANDING
Date: April 04, 2008 Category: Criminal Charges: ISSUING WORTHLESS CHECK Disposition: Pled guilty Broker Comment: WAS NOT ARRESTED FOR ISSUING WORTHLESS CHECKS, MADE ARRANGEMENT W/ D.A.'S OFFICE TO PAY IT OUT. WHICH WAS SATISFIED BY THE D.A.'S OFFICE. WAS NOT FOR CASH, WAS FOR GAS & A FEW OTHER ITEMS.
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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