TAMMY RENAE HEAD is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 3000 A STREET, SUITE 100, ANCHORAGE, AK, 99503.
TAMMY RENAE HEAD has worked at UBS FINANCIAL SERVICES INC. since August 26, 2005
Disclosure History
TAMMY RENAE HEAD has 1 Disclosure Event(s).
Date: November 06, 1997 Category: Customer Dispute Allegations: CLIENT ALLEGED UNAUTHORIZED TRADING Settlement Amount: $5,266.04 Broker Comment: IRA CREDITED $5,266.04 IN EXCHANGE FOR CLIENTSIGNING GENERAL RELEASE. SETTLED SOLELY TO AVOID TIME EXPENSEAND UNCERTAINTY OF LITIGATION. NO ADMISSION OF LIABILITYWHATSOEVER.I VEHEMENTLY DENY ALL ALLEGATIONS. CLIENTRECEIVED TRADE COMPENSATIONS & MONTHLY STATEMENTS & FAILED TOOBJECT IN A TIMELY MANNER. I WAS NOT ASKED TO CONTRIBUTE TOSETTLEMENT.
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