TANJA MARIE SHIBLEY

TANJA MARIE SHIBLEY is currently employed as a Broker and/or Investment Adviser at D.A. DAVIDSON & CO. located at 697 E. Foothill Boulevard, Suite D, Claremont, CA, 91711.

TANJA MARIE SHIBLEY has worked at D.A. DAVIDSON & CO. since November 25, 2013

Disclosure History

TANJA MARIE SHIBLEY has 1 Disclosure Event(s).

Date: December 12, 1985
Category: Employment Separation After Allegations
Firm Name: BANK OF AMERICA
Termination Type: Discharged
Allegations: MISUSE OF $3,500.00 DEPOSITED ERRONEOUSLY TO ACCOUNT.
Broker Comment: ERRONEOUSLY DEPOSITED FUNDS WERE WITHDRAWN BY MY HUSBAND(AT THAT TIME) IN WHICH I TOOK THE BLAME FOR THINKING THAT THOSE CHARGES WOULD BE FILED AGAINS MY EX-HUSBAND. HE DISAPPEARED AND I LOST MY JOB. NO CHARGES WERE FILED AGAINST ME.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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