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TARA LYNN MILLER

TARA LYNN MILLER is currently employed as a Broker and/or Investment Adviser at BROKER DEALER FINANCIAL SERVICES CORP. located at THE MASTERS GROUP INC., 1250 SW STATE STREET, SUITE E, ANKENY, IA, 50023.

TARA LYNN MILLER has worked at BROKER DEALER FINANCIAL SERVICES CORP. since August 01, 2016

Disclosure History

TARA LYNN MILLER has 3 Disclosure Event(s).

Date: May 22, 2018
Category: Judgment / Lien
Judgment/Lien Amount: $36,104.88
Judgment/Lien Type: Tax

Date: August 22, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $5,953.49
Judgment/Lien Type: Tax

Date: August 05, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $3,360.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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