TARA CHRISTINE RICHARDS

TARA CHRISTINE RICHARDS is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 16108 Ash Way Ste 111B, Lynnwood, WA, 98087-8780.

TARA CHRISTINE RICHARDS has worked at ALLSTATE FINANCIAL SERVICES, LLC since October 31, 2014

Disclosure History

TARA CHRISTINE RICHARDS has 1 Disclosure Event(s).

Date: September 06, 1998
Category: Criminal
Charges: MAKE FALSE STTMENT TO OFFICER
Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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