TATIANA A LOTT

TATIANA A LOTT is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 188 W. NORTHERN LIGHTS BLVD., SUITE 1300, ANCHORAGE, AK, 99503.

TATIANA A LOTT has worked at NYLIFE SECURITIES LLC since September 04, 2009

Disclosure History

TATIANA A LOTT has 1 Disclosure Event(s).

Date: April 28, 2017
Category: Customer Dispute
Allegations: Customer alleged that the variable annuity recommended to him in January 2012 did not suit his needs and that the RR's methods were misleading. Customer has requested the opportunity to surrender the policy without penalty.
Damage Amount Requested: $5,131.00
Settlement Amount: $5,131.00
Broker Comment: The Firm settled this complaint in the interest of customer relations.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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