TAYLOR M K EASLEY is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 75-5660 KOPIKO STREET, SUITE 1A, KAILUA KONA, HI, 96740.
TAYLOR M K EASLEY has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since February 06, 2009
Disclosure History
TAYLOR M K EASLEY has 1 Disclosure Event(s).
Date: October 12, 2011 Category: Customer Dispute Allegations: CLAIMANTS ALLEGED THAT THEIR FINANCIAL ADVISOR'S RECOMMENDATION OF A US TREASURY ZERO-COUPON BOND IN FEBRUARY 2005 WAS INAPPROPRIATE BECAUSE THEY DID NOT WISH TO PAY TAXES ON ACCRUED INTEREST UNTIL THEY ACTUALLY RECEIVED THE INTEREST IN THE NEXT TAX YEAR. Damage Amount Requested: $1,545.00 Settlement Amount: $1,570.00 Broker Comment: THIS COMPLAINT WAS BASED ON A TAX ADVICE, WHICH WAS NOT GIVEN TO CLIENT AS FINANCIAL ADVISORS ARE NOT TAX ADVISORS AND CLEINT WAS AWARE OF SUCH. AMENDED DRP PER VIA U-5 FILING FROM OTHER FIRM REPORTED INFO IN WRONG SECTION OF THE U-4 PER U-5 UPDATE FROM OTHER FIRM.
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