TED CHARLES GINSBERG is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 121 EAST MYRTLE STREET, SUITE B, ANGLETON, TX, 77515.
TED CHARLES GINSBERG has worked at SAGEPOINT FINANCIAL, INC. since December 06, 2013
Disclosure History
TED CHARLES GINSBERG has 2 Disclosure Event(s).
Date: March 06, 2014 Category: Customer Dispute Allegations: PLANTIFFS ALLEGE THAT GINSBERG FAILED TO SUPERVISE A REPRESENTATIVE IN HIS REGION WHO ALLEGEDLY SOLD UNSUITABLE VARIABLE ANNUITIES TO THEM. Broker Comment: ALTHOUGH MR. GINSBERG WAS NAMED AS A PARTY IN THIS LITIGATION, THE FIRM BELIEVES HE WAS IMPROPERLY INCLUDED AS HIS SUPERVISION RESPONSIBILITIES DID NOT INCLUDE REVIEWING VARIABLE ANNUITY SALES FOR SUITABILITY. THAT FUNCTION WAS PERFORMED BY THE HOME OFFICE.
Date: February 25, 1999 Category: Criminal Charges: UNLAWFUL USE OF COINS IN A GAMING MACHINE Disposition: Reduced Amended Charges: DISORDERLY CONDUCT Amended Charge Type: MISDEMEANOR Amended Charge Amended Charge Disposition: Reduced Broker Comment: PUT WRONG COIN IN SLOT MACHINEIT PAID $40 I WENT TO CASH IN THEY ARRESTED ME
More Information
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