TELMA CRISTINA PROVENCIO

TELMA CRISTINA PROVENCIO is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 1000 TOWN CENTER DR STE 300, OXNARD, CA, 93036.

TELMA CRISTINA PROVENCIO has worked at CETERA ADVISOR NETWORKS LLC since June 26, 2017

Disclosure History

TELMA CRISTINA PROVENCIO has 1 Disclosure Event(s).

Date: November 27, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: MBNA WAS SOLD TO COLLECTION AGENCY CACH, LLC AND PAID THRU LAW OFFICES OF DAVID SEAN DUFEK

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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