TERENCE DEAN EVAVOLD is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 400 1ST ST S STE 300, ST CLOUD, MN, 56301.
TERENCE DEAN EVAVOLD has worked at CETERA INVESTMENT SERVICES LLC since July 29, 2016
Disclosure History
TERENCE DEAN EVAVOLD has 2 Disclosure Event(s).
Date: March 22, 1999 Category: Customer Dispute Allegations: PRODUCT SUITABILITY, DIDN'T UNDERSTANDPRODUCT, REGISTERED REPRESENTATIVE GAVE TAX ADVICE. Settlement Amount: $16,189.62 Broker Comment: [CUSTOMER] REDEEMED ALL SHARES IN LB HIGHYIELD FUND AND LUTHERAN BROTHERHOOD PAID HIM THE DIFFERENCEBETWEEN HIS ORIGINAL INVESTMENT AND THE REDEMPTION VALUE.LUTHERAN BROTHERHOOD ALSO PAID AN AMOUNT EQUAL TO PENALTIESPAID BY [CUSTOMER] ON EARLY WITHDRAWALS OF CERTIFICATES OFDEPOSIT. TOTAL AMOUNT PAID BY LUTHERAN BROTHERHOOD WAS$16,189.62.[CUSTOMER FAMILY MEMBER] WROTE TO LUTHERAN BROTHERHOOD ONBEHALF OF HER UNCLE, [CUSTOMER]. THE COMPLAINT WAS HANDLEDTHROUGH NORMAL COMPLAINT PROCEDURE WHICH INCLUDES OBTAININGINFORMATION FROM ALL PARTIES.
Date: February 21, 1987 Category: Criminal Charges: NSF Charge Type: MISDEMEANOR Disposition: MISDEMEANOR - PAY COURT COST OF $10.00 AND NSFCHECK '90 PROBATION SUSPENDED. Broker Comment: I WAS A COLLEGE STUDENT AT THE UNIVERSITY OFNORTH DAKOTA. I HAD MADE AN ERROR IN BALANCING MY CHECK BOOK.IT WAS NO MY INTENTION FOR THIS TO HAPPEN.
More Information
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