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TERESA MARIE MCCANDLESS

TERESA MARIE MCCANDLESS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 17300 DALLAS PKWY STE 2065, DALLAS, TX, 75248-1139.

TERESA MARIE MCCANDLESS has worked at LPL FINANCIAL LLC since October 17, 2007

Disclosure History

TERESA MARIE MCCANDLESS has 1 Disclosure Event(s).

Date: June 25, 1996
Category: Criminal
Charges: THEFT CK 20
Disposition: Deferred Adjudication
Broker Comment: IN 1996, I HAD A ROOMMATE WHO STOLE ONE OF MY CHECKBOOKS FROM A CLOSED BANK ACCOUNT. SHE WROTE A CHECK ON THE CLOSED ACCOUNT AND THAT CHECK WAS RETURNED. I WAS NOT AWARE OF THOSE EVENTS UNTIL QUESTIONED BY THE AUTHORITIES. FROM THE FACE OF THE COPY OF THE CHECK, IT WAS OBVIOUS THAT IT WAS NOT MY SIGNATURE. THE COURT APPOINTED A PUBLIC DEFENDER WHO WAS ASSIGNED TO REPRESENT ME AND, ON THE ADVICE OF HIS COUNSEL, I PLED NO CONTEST TO THE OFFENSE, RECEIVED DEFERRED ADJUDICATION, PAID THE FINE, AND MADE RESTITUTION. ONE YEAR LATER, IN 1997, I WAS ADVISED THAT MY RECORD WAS EXPUNGED AND THE STATE OF TEXAS SHOWS NO RECORDS OF THE OFFENSE. I HAVE PROVIDED A LETTER FROM DENTON COUNTY TEXAS COURT SYSTEM: "WITH THE INFORMATION/IDENTIFIERS YOU PROVIDED" OUR RECORDS DO NOT REFLECT ANY CRIMINAL "A" OR "B" MISDEMEANOR CHARGES."NO ISSUE HAD ARISEN UNTIL I RECEIVED THE EMAIL FROM THE COMPLIANCE SPECIALIST WITH MY PRESENT FIRM ON NOVEMBER 13, 2014, WHICH CAME ABOUT BY A PUBLIC RECORD SEARCH BRINING THIS OCCURRENCE UP FOR QUESTION ONCE AGAIN.ON NOVEMBER 17, 2014 I CONTACTED DENTON COUNTY RECORDS DEPARTMENT AND WAS TOLD I NEEDED TO HIRE A PRIVATE ATTORNEY TO HANDLE THIS BECAUSE IT IS 18 YEARS OLD. ON NOVEMBER 21, 2014, I ENLISTED THE HELP OF A PRIVATE ATTORNEY TO ASSIST WITH TRACKING DOWN ANY RECORD OF THE INCIDENT. ON DECEMBER 2, 2014, I WAS ADVISED BY MY ATTORNEY TO CONTACT THE RECORDS DEPARTMENT OF DENTON COUNTY . I WAS TOLD BY THE PERSON AT THE RECORDS BUILDING TO COME IN PERSON FOR AN IMMEDIATE PRINT OUT OF MY RECORD. ON DECEMBER 3, 2014, I DROVE TO THE DENTON COUNTY COURTS AND THEY RAN A CHECK ALL THE WAY BACK TO JANUARY 1, 1993 ON MY SOCIAL SECURITY NUMBER, DATE OF BIRTH AND DRIVER'S LICENSE NUMBER FOR THE ENTIRE STATE OF TEXAS AND GAVE ME A LETTER VERIFYING THAT THERE IS NO OFFENSE ON MY RECORD. I FORWARDED THIS OFFICIAL DOCUMENT SHOWING MY CLEAR RECORD TO THE ASSIGNED THE COMPLIANCE SPECIALIST WORKING ON MY FILE, IMMEDIATELY UPON MY RETURN FROM THE COURTS BUILDING ON DECEMBER 3, 2014. THE COMPLIANCE SPECIALIST THAT I WAS WORKING WITH IN MY PRESENT FIRM, ADVISED ME THAT SINCE THE EVENT DID OCCUR AND ACTUAL EXPUNGEMENT PAPERS COULD NOT BE PROVIDED AND THE OCCURRENCE CAN BE VIEWED VIA A PUBLIC SEARCH IT WOULD BE ADVISABLE IN THE EFFORT TO MEET ALL REGULATORY REPORTING OBLIGATION AND ADD THIS TO MY FORM U4 AT THIS TIME.

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