TERESA N PALMER is currently employed as a Broker and/or Investment Adviser at KMS FINANCIAL SERVICES, INC. located at 1320 S University Drive Suite 1012, Fort Worth, TX, 76107.
TERESA N PALMER has worked at KMS FINANCIAL SERVICES, INC. since November 02, 2016
TERESA N PALMER has 3 Disclosure Event(s).
Date: September 06, 2012 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATION FROM SEPTEMBER 2007 TO DECEMBER 2008. Damage Amount Requested: $25,000.00
Date: June 14, 2010 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE RECOMMENDATION AND OMMISSIONS OF MATERIAL FACT REGARDING THE ACCOUNT FEES. COMPENSATORY DAMAGES ARE NOT SPECIFIED.
Date: September 01, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES HE WAS NOT GIVEN FULL DISCLOSURE REGARDING THE VARIABLE NATURE OF THE ANNUITIES HE PURCHASED. ONCE HE DECIDED TO EXCHANGE THEM FOR AN ANOTHER PRODUCT, HE ALLEGES HIS MERRILL LYNCH REGISTERED REPRESENTATIVE DELAYED THE PROCESSING OF HIS TRANSACTION.NO SPECIFIC DAMAGES ALLEGED. Broker Comment: THE CLIENT'S ALLEGATIONS WERE FOUND TO BE WITHOUT MERIT AND THE COMPLAINT WAS DENIED.
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