TERESA ANN PIERCE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 3 BLANKET FLOWER, SANTA FE, SANTE FE, NM, 87506.
TERESA ANN PIERCE has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
TERESA ANN PIERCE has 3 Disclosure Event(s).
Date: July 08, 2015 Category: Customer Dispute Allegations: CLIENT'S SON ALLEGES, INTER ALIA, THAT THE INVESTMENTS PURCHASED IN HIS MOTHER'S MANAGED ACCOUNTS ARE UNSUITABLE. 2000-2015 DAMAGES UNSPECIFIED.
Date: February 16, 2010 Category: Customer Dispute Allegations: CUSTOMER CLAIMS FINANCIAL ADVISOR ALLEGEDLY IMPLEMENTED AN UNSUITABLE INVESTMENT PLAN BEGINNING IN ABOUT NOVEMBER 2005, RESULTING IN LOSSES. Damage Amount Requested: $25,182.00
Date: December 01, 1971 Category: Criminal Charges: SHOPLIFTING Broker Comment: IN DECEMBER, 1971, IN ENGLEWOOD, COLORADO, PIERCE WAS ACCUSED OF SHOPLIFTING A $10 PAIR OF EARRINGS. PIERCE'S ATTORNEY ADVISED HER TO PLEAD GUILTY, AND WHEN SHE APPEARED IN COURT THE JUDGE INDICATED THERE WOULD BE NO PERMANENT RECORD. TO THE BEST OF HER RECOLLECTION, THERE WAS NO FINE IMPOSED. A COPY OF A RESPONSE TO A LETTER TO THE MUNICIPAL COURT OF ENGLEWOOD, COLORADO INDICATES THAT THERE WAS NOTHING FOUND IN THEIR RECORDS, DATED NOVEMBER 17, 1986.
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