TERI LEE VERDUYN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 3523 45th St S Ste 100, Fargo, ND, 58104.
TERI LEE VERDUYN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since December 04, 1991
Disclosure History
TERI LEE VERDUYN has 1 Disclosure Event(s).
Date: May 11, 2004 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT THE INVESTMENT PRODUCTS I RECOMMENDED TO HIM WERE NOT SUITABLE FOR HIS FINANCIAL SITUATION AND RISK TOLERANCE. Damage Amount Requested: $11,587.78 Settlement Amount: $952.88 Broker Comment: THE TYPE OF MUTUAL FUND INVESTMENTS WERE SUITABLE BASED UPON THE CLIENT'S DOCUMENTED RISK TOLERANCE HOWEVER, IN THE INTEREST OF GOOD CLIENT RELATIONS, WE REFUNDED THE CLIENT'S CONTINGENT DEFERRED SALES CHARGE (CDSC) AS REQUESTED
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