TERRANCE MCGOWAN

TERRANCE MCGOWAN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1775 I STREET NW, SUITE 200, WASHINGTON, DC, 20006.

TERRANCE MCGOWAN has worked at MORGAN STANLEY since May 31, 2017

Disclosure History

TERRANCE MCGOWAN has 1 Disclosure Event(s).

Date: July 02, 2002
Category: Customer Dispute
Allegations: MISCOMMUNICATION ON 5/22/02 REGARDING NUMBER OF SHARES OF STOCK TO PURCHASE IN CLIENT'S ACCOUNT. CLAIM DEEMED TO BE WITHOUT MERIT AND BANC OF AMERICA SECURITIES DENIED THE CLAIM. THEREAFTER, BANK OF AMERICA PRIVATE BANK SETTLED THE CLAIM TO MAINTAIN GOOD RELATIONS WITH THE CLIENT.
Damage Amount Requested: $64,990.39
Settlement Amount: $64,990.39

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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