TERRELL CALVIN LADY is currently employed as a Broker and/or Investment Adviser at DFPG INVESTMENTS, INC. located at 1311 Jamestown Road, Ste 101, Williamsburg, VA, 23185.
TERRELL CALVIN LADY has worked at DFPG INVESTMENTS, INC. since August 01, 2016
Disclosure History
TERRELL CALVIN LADY has 1 Disclosure Event(s).
Date: March 10, 2011 Category: Customer Dispute Allegations: ALLEGE VIOLATIONS OF FEDERAL SECURITIES LAWS, VIOLATION OF THE VIRGINIA SECURITIES LAWS, BREACH OF CONTRACT, COMMON LAW FRAUD, BREACH OF FIDUCIARY DUTY, GROSS NEGLIGENCE. ACTIVITIES DATED 2/18/2005-3/3/2008. Damage Amount Requested: $687,500.00 Settlement Amount: $169,500.00 Broker Comment: SETTLED, RESPONDENTS DENY ALL ALLEGATIONS, ANY WRONG DOING AND/OR LIABILITY.
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