TERRENCE KINNARD HANCOCK is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2751 CENTERVILLE RD SUITE 104, LITTLE FALLS CENTER BUILDING # 2 NORTH, WILMINGTON, DE, 19808.
TERRENCE KINNARD HANCOCK has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
TERRENCE KINNARD HANCOCK has 2 Disclosure Event(s).
Date: July 23, 2003 Category: Customer Dispute Allegations: CUSTOMER ALLEGES ALLEGES NEGLIGENCE, BREACH OF INDUSTRY RULES AND STANDARDS, BREACH OF CONTRACT AND OF FIDUCIARY DUTY, STATUTORY AND COMMON LAW FRAUD AND CHURNING. THE TIME PERIOD COVERED IS JANUARY 1998 AND AUGUST 2002. Damage Amount Requested: $227,384.00 Settlement Amount: $9,500.00 Broker Comment: IN ORDER TO AVOID THE COST, UNCERTAINTY AND DELAY OF ARBITRATION, THE FIRM, WITHOUT ADMITTING LIABILITY OF ANY NATURE, DECIDED TO SETTLE THIS MATTER. THIS SETTLEMENT SHOULD NOT REFLECT NEGATIVELY ON THE FA.
Date: May 04, 1995 Category: Customer Dispute Allegations: CLAIMANT ALLEGED THAT THE SAFETY OF HISINVESTING IN A CLOSED-END MUTUAL FUND, WHICH HAD BEEN AFFECTEDBY THE SEVERE CHANGES IN INTEREST RATES WAS MISREPRESENTED ANDCLAIMED NEGILIGENCE, FRAUD, UNSUITABILITY AND BREACH OFCONTRACT. HE CLAIMED LOSSES OF APPROX $56,000. Damage Amount Requested: $56,000.00 Settlement Amount: $40,000.00 Broker Comment: SETTLED FOR $40,000 WITHOUT DEAN WITTER HAVINGADMITTED ANY GUILT OR LIABILITY. THE CASE WAS SETTLED FORBUSINESS REASONS IN ORDER TO AVOID THE COST AND UNCERTAINTY OFLITIGATION. THE BROKER CONTINUES TO VEHEMENTLY DENY ALL THECLAIMS WHICH WERE MADE AND HAS NOT BEEN ASKED TO CONTRIBUTE TOTHE SETTLEMENT.Not Provided
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