Terry A. Fife is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 12 BELLWETHER WAY, SUITE 106, BELLINGHAM, WA, 98225.
Terry A. Fife has worked at EDWARD JONES since January 01, 1997
Disclosure History
Terry A. Fife has 2 Disclosure Event(s).
Date: July 24, 1997 Category: Customer Dispute Allegations: IR WAS NAMED AS AN INDIVIDUAL DEFENDANT INSUIT. THE ALLEGATIONS WERE THAT WH ILE HE WAS ACTING CFO OFGEOGRAPHICS, INC. HE EITHER KNOWINGLY OR WITH RECKLESSDISREGARD WITH THE PUBLICATION OF FALSE AND/OR MISLEADINGINFORMATIO ON FINANCIAL STATEMENTS AND PRESS RELEASES THATMISLEAD THE PUBLIC AND RESULTE D IN THE PRICE OF THE STOCKBEING ARTIFICIALLY INFLATED FOR A PERIOD OF TIME. ALSO ALLEGESTHAT THE IR PERSONALLY BENEFITTED FROM HIS ACTIONS BY SELLINGSHARES HE HELD IN THE COMPANY WHILE THE PRICE OF THE STOCK WASARTIFICIALLY INFLATED. Damage Amount Requested: $1,000,000.00 Settlement Amount: $1,500,000.00 Broker Comment: A COPY OF THE FINAL JUDGEMENT AND ORDER OFDISMISSAL IS ATTACHED. MR. FIFE WAS NOT REQUIRED TO CONTRIBUTE TO ANY SETTLEMENT AND HE WAS REIMBURSED FOR ANY ATTORNEY`S FEES HE INCURRED. THE IR SERVED AS CFO OF GEOGRAPHICS FOR A SHORT TIME. WHILE HE WAS THERE HE OVERSAW THE PREPARATION OF TEHCOMPANY`S FINANCIAL STATEMENTS. DURING THAT TIME THE COMPANYISSUED TWO ANNUAL REPORTS AUDITED BY A NATIONAL CPA FIRM. THOSESTATEMENTS WERE ISSUED WITHOUT RESTATEMENT. THE IR WORKED FORTHE COMPANY ABOUT 30 DAYS DURING THE ELEVEN MONTH PERIODCOVERED BY THE CLASS ACTION SUIT. THE IR STATE HE DID NOT ACTIMPROPERLY IN THE EXECUTION OF HIS OFFICE AND NO SETTLEMENTPAYMENT WAS PERSONALLY MADE BY HIM AND THE COSTS OF HIS LEGALDEFENSE WAS PAID FOR BY THE COMPANY`S INSURANCE COMPANY.DOCUMENTS WILL BE SENT IN THE MAIL.
Date: July 22, 1997 Category: Customer Dispute Allegations: IR WAS NAMED AS AN INDIVIDUAL DEFENDANT INSUIT. THE ALLEGATIONS WERE THAT WHILE HE WAS ACTING CFO OFGEOGRAPHICS, INC. HE EITHER KNOWINGLY OR WITH RECKL ESSDISREGARD WAS INVOLVED WITH THE PUBLICATION OF FALSE AND/ORMISLEADING INFORMATION ON FINANCIAL STATEMENTS AND PRESSRELEASES THAT MISLEAD THE PUBLIC AND RESULTED IN THE PRICE OFTHE STOCK BEING ARTIFICIALLY INFLATED FOR A PERIOD OF TIME.ALSO ALLEGES THAT THE IR PERSONALLY BENEFITTED FROM HIS ACTIONSBY SELLING SHARES HE HELD IN THE COMPANY WHILE THE PRICE OF THESTOCK WAS ARTIFICIALLY INFLATED. Damage Amount Requested: $1,000,000.00 Settlement Amount: $1,500,000.00 Broker Comment: A COPY OF THE FINAL JUDGEMENT AND ORDER OFDISMISSAL IS ATTACHED. MR. FIFE WAS NOT REQUIRED TO CONTRIBUTE TO ANY SETTLEMENT AND HE WAS REIMBURSED FOR ANY ATTORNEY`S FEES HE INCURRED. THE IR SERVED AS CFO OF GEOGRAPHICS FOR A SHORT TIME. WHILE HE WAS THERE HE OVERSAW THE PREPARATION OF THE COMPANY`S FINANCIAL STATEMENTS. DURING THAT TH IME THE COMPANY ISSUED TWO ANNUAL REPORTS AUDITED BY A NATIONAL CPA FIRM. THOSE STATEMENTS WERE ISSUED WITHOUT RESTATEMENT. THE IR WORKED FOR THE COMPANY ABOUT 30 DAYS DURING THE ELEVEN MONTH PERIOD COVERED BY THE CLASS ACTION SUIT. THE IR STATED HE DID NOT ACT IMPROPERLY IN THE EXECUTIION OF HIS OFFICE AND NO SETTLEMENT PAYMENT WAS PERSONALLY MADE BY HIM AND THE COSTS OF HIS LEGAL DEFENSE WAS PAID BY THE COMPANY`S INSURANCE COMPANY. DOCUMENTS WILL FOLLOW IN THE MAIL.
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