TERRY KEITH HEADLEY is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 12110 PORT GRACE BLVD, STE 101, LAVISTA, NE, 68128.
TERRY KEITH HEADLEY has worked at PRINCIPAL SECURITIES, INC. since September 06, 1973
Disclosure History
TERRY KEITH HEADLEY has 1 Disclosure Event(s).
Date: November 15, 2012 Category: Customer Dispute Allegations: TIMEFRAME INVOLVED: 12/2009-07/2012--ALLEGATIONS OF FORGED SIGNATURES ON JOHN HANCOCK LIFE INSURANCE APPLICATION, DELIVERY RECEIPT, AMENDMENT FORM TO APPLICATION AND VARIOUS PRINCIPAL LIFE (1) PARTIAL WITHDRAWALS, (2) CASH POLICY LOAN FORMS. CLIENT RECEIVED AND DEPOSITED THE CHECKS FROM (1)THE PARTIAL WITHDRAWAL AND (2) BOTH POLICY LOANS WITH PRINCIPAL LIFE. Broker Comment: THERE HAS BEEN NO DISPUTE RESOLUTION, ARBITRATION PROCEEDING OR CIVIL LITIGATION, OR DISPOSITION OF THE COMPLAINT FILED WITH THE NE DEPARTMENT OF INSURANCE. NO SECURITIES INVESTMENT PRODUCTS ARE INVOLVED WITH THE COMPLAINT. COMPLAINT ONLY INVOLVES FIXED UNIVERSAL LIFE POLICY - THE ALLEGATIONS OF FORGED SIGNATURES ON LIFE APPLICATIONS. CUSTOMER AUTHORIZED TRANSACTIONS ARE UNFOUNDED AND BLATANTLY FALSE.
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