TERRY DUONNE LEE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at ONE LEGACY CIRCLE, 7500 DALLAS PARKWAY, SUITE 500, PLANO, TX, 75024.
TERRY DUONNE LEE has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
TERRY DUONNE LEE has 4 Disclosure Event(s).
Date: June 04, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABILITY WITH RESPECT TO INVESTMENTS - 1/29/2014 - 4/28/2014.
Date: February 15, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGED MISREPRESENTATION WITH RESPECT TO HANDLING OF MANAGED ACCOUNT; JANUARY 2002 THROUGH JULY 2003. Damage Amount Requested: $40,000.00 Broker Comment: CLAIM DENIED.
Date: March 29, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGED FC MISREPRESENTED RISK OF INVESTMENT - AUGUST 2000.DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED.
Date: April 25, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGED UNSUITABILITY WITH REGARD TO THE PURCHASES OF EQUITIES IN HIS MANAGED ACCOUNT. 2000-2002. ALLEGED DAMAGES UNSPECIFIED. Settlement Amount: $4,144.71 Broker Comment: TO AVOID THE COST AND UNCERTAINTY OF LITIGATON, THE CLAIM WAS SETTLED FOR $4,144.71.
More Information
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