TERRY DEAN MARKHAM is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 12601 GLEN ABBEY DRIVE, GRAND ISLAND, FL, 32735.
TERRY DEAN MARKHAM has worked at NYLIFE SECURITIES LLC since October 13, 1986
Date: June 26, 2000 Category: Customer Dispute Allegations: WITH REGARD TO A VARIABLE ANNUITY POLICY PURCHASED IN APRIL, 1998, THE CUSTOMER ALLEGES SHE WAS NEVER INFORMED ABOUT THE SURRENDER CHARGES ASSOCIATED WITH THE ANNUITY. THE CUSTOMER STATES SHE "WOULD NOT HAVE INVESTED (HER) MONEY WITH (ME) IF (SHE) HAD KNOWN ABOUT THIS CHARGE." THE CUSTOMER REQUESTS HER "MONEY BE RELEASED WITHOUT A SURRENDER CHARGE OR ANY PENALTIES." Damage Amount Requested: $31,866.81 Broker Comment: UPON REVIEW OF POLICY RECORDS AND DATA, NEW YORK LIFE DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE CUSTOMER'S CLAIMS. NO COMPENSATION HAS BEEN OFFERED TO THE CUSTOMER.
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