THEODORE ELLIS ANDERSON

THEODORE ELLIS ANDERSON is currently employed as a Broker and/or Investment Adviser at WEDBUSH SECURITIES INC. located at 14851 N. SCOTTSDALE ROAD, SUITE 201, SCOTTSDALE, AZ, 85254.

THEODORE ELLIS ANDERSON has worked at WEDBUSH SECURITIES INC. since November 06, 1991

Disclosure History

THEODORE ELLIS ANDERSON has 1 Disclosure Event(s).

Date: March 24, 2016
Category: Customer Dispute
Allegations: Client notes the decline in the total value of his accounts since 2007 and believes this is due to investments which did not match his objectives, use of margin and excessive trading.
Damage Amount Requested: $200,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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