THEODORE HOWARD BENTTINEN is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 500 EXCHANGE STREET, SUITE 1210, PROVIDENCE, RI, 02903.
THEODORE HOWARD BENTTINEN has worked at UBS FINANCIAL SERVICES INC. since February 06, 1989
Disclosure History
THEODORE HOWARD BENTTINEN has 2 Disclosure Event(s).
Date: June 08, 2009 Category: Customer Dispute Allegations: TIME FRAME: 9/2/2008 TO 1/8/2009.THE CLIENT ALLEGES THAT THE STOCK PURCHASES MADE IN HIS ACCOUNT WERE UNSUITABLE. THE CLIENT FURTHER ALLEGES THAT HIS FINANCIAL ADVISOR STATED THAT HE COULD MAKE HIM $15,000 IN SIX MONTHS. DAMAGES ARE ESTIMATED TO BE IN EXCESS OF $5,000.00. Damage Amount Requested: $5,000.00
Date: March 20, 2003 Category: Customer Dispute Allegations: CUSTOMER CLAIMS THAT BROKER INCORRECTLY ADVISED HIM THAT HE WAS NOT ALLOWED TO PLACE STOP LOSS ORDERS ON NASDAQ STOCKS. DAMAGES ESTIMATED TO EXCEED $5000. TIME PERIOD: OCTOBER 2000 - MARCH 2003.
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