THEODORE JOHN CROWLEY is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 14850 NORTH SCOTTSDALE RD, SUITE 600, SCOTTSDALE, AZ, 85254.
THEODORE JOHN CROWLEY has worked at MORGAN STANLEY since June 01, 2009
Date: June 05, 2012 Category: Customer Dispute Allegations: CLAIMANT ALLEGES, INTER ALIA, THAT FROM 2008 THROUGH 2011 HE WAS CHARGED EXCESSIVE MARKUPS AND MARKDOWNS ON THE PURCHASE AND SALE OF MUNICIPAL BONDS. Damage Amount Requested: $1,300,000.00 Settlement Amount: $465,000.00 Broker Comment: MR. CROWLEY STRONGLY DENIES ANY WRONGDOING. MORGAN STANLEY SETTLED THE MATTER, WITHOUT ANY ADMISSION OF LIABILITY, PURELY TO AVOID THE COSTS AND UNCERTAINTY OF LITIGATION.
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