THEODORE GELLER

THEODORE GELLER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1 PENN PLZ FL 27, NEW YORK, NY, 10119.

THEODORE GELLER has worked at WELLS FARGO CLEARING SERVICES, LLC since September 04, 1990

Disclosure History

THEODORE GELLER has 2 Disclosure Event(s).

Date: March 21, 2003
Category: Customer Dispute
Allegations: UNAUTHORIZED TRADING; UNFAIR DEALING; BREACH OF FIDUCIARY DUTY; NEGLIGENCE; BREACH OF CONTRACT; COMMON LAW FRAUD; FAILURE TO SUPERVISE
Damage Amount Requested: $48,107.97
Broker Comment: UPON SETTLEMENT OF THE MATTER WITH THE FIRM, CLAIMANT VOLUNTARILY WITHDREW HIS CLAIMS AGAINST MR. GELLER.

Date: August 22, 1989
Category: Regulatory

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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