THEODORE JACK KANAKARIS is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 400 BROADHOLLOW RD, STE 200, MELVILLE, NY, 11747.
THEODORE JACK KANAKARIS has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since November 19, 2010
Disclosure History
THEODORE JACK KANAKARIS has 1 Disclosure Event(s).
Date: May 11, 2017 Category: Financial Type: Compromise Disposition: Lump sum payment made of $1,500.00. Broker Comment: Per the Representative: After hiring my first shared staff person, I was fined by NYS for a period from 9/15 to 1/15 where workman's compensation insurance was not in force under my EIN. I subsequently resolved the coverage, and compromised a lower fine amount with NYS as disclosed. Penalty ID#2016W0044343.
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