THEODORE LEE OLSHANSKY is currently employed as a Broker and/or Investment Adviser at REGAL SECURITIES, INC. located at 950 MILWAUKEE AVENUE, 102, GLENVIEW, IL, 60025.
THEODORE LEE OLSHANSKY has worked at REGAL SECURITIES, INC. since April 23, 2002
THEODORE LEE OLSHANSKY has 2 Disclosure Event(s).
Date: July 25, 1980 Category: Regulatory Initiated By: CHICAGO BOARD OF OPTIONS EXCHANGE Allegations: THE RESPONDENT ENTERED INTO THE OPENING SALE TRANSACTIONS IN THE CONTROL DATA CORP CLASS OF CALL OPTION CONTRACTS AND OPENING PURCHASE TRANSACTIONS IN THE CDA CLASS PUT OPTION CONTRACTS WHICH CAUSED THE RESPONDENT TO HOLD, CONTROL, OR BE OBLIGATED WITH RESPECT TO HIS AGGREGATE POSITION OF OPTION CONTRACTS ON THE SAME SIDE OF THE MARKET. THIS WAS REPEATED NUMEROUS TIMES DURING 1980. Resolution: Settled SanctionDetails: Sanctions: Suspension Sanction Details: SUSPENDED FOR FIVE BUSINESS DAYS.
Date: June 16, 1980 Category: Regulatory Initiated By: CHICAGO BOARD OF OPTIONS EXCHANGE Allegations: DURING THE PERIOD FROM JUNE 16, 1980 THROUGH JULY 7, 1980 HE ENTERED INTO THE LAST REPORTED TRANSACTIONS OF THE DAY IN VARIOUS SERIES OF CONTROL DATA CORP, MINN MINING & MFG., AND COMMONWEALTH EDISON WHICH AFFECTED THE "MAKED-TO-MARKET" VALUE OF SUCH SECURITIES. Resolution: Settled SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $6,000.00 Sanction Details: FINRED $6000.
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