THEODORE EDWARD PETERS

THEODORE EDWARD PETERS is currently employed as a Broker and/or Investment Adviser at SUNTRUST INVESTMENT SERVICES, INC. located at 1303 S BABCOCK STREET, STIS WEALTH, MELBOURNE, FL, 32901.

THEODORE EDWARD PETERS has worked at SUNTRUST INVESTMENT SERVICES, INC. since August 08, 2006

Disclosure History

THEODORE EDWARD PETERS has 2 Disclosure Event(s).

Date: February 04, 2013
Category: Customer Dispute
Allegations: CLIENT STATES THAT ASSETS IN HER MANAGED ACCOUNT WERE SOLD WITHOUT HER PERMISSION.
Damage Amount Requested: $16,848.11

Date: September 11, 2012
Category: Customer Dispute
Allegations: CLIENT SOLD SILC PRIOR TO MATURITY. CLIENT'S ATTORNEY HAS DEMANDED REIMBURSEMENT OF LOSSES AND ALLEGED THAT EARLY REDEMPTION PENALTY CALCULATION WAS NOT DISCLOSED IN DOCUMENTATION.
Damage Amount Requested: $35,098.09

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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