THERESA MARIE CHOUTEAU

THERESA MARIE CHOUTEAU is currently employed as a Broker and/or Investment Adviser at N.I.S. FINANCIAL SERVICES, INC. located at 500 EAST 9TH ST., KANSAS CITY, MO, 64106.

THERESA MARIE CHOUTEAU has worked at N.I.S. FINANCIAL SERVICES, INC. since October 27, 2017

Disclosure History

THERESA MARIE CHOUTEAU has 5 Disclosure Event(s).

Date: March 10, 2008
Category: Criminal
Charges: Possession of Controlled Substance
Disposition: Pled guilty
Amended Charges: Suspended Imposition of Sentence
Amended Charge Type: OTHER Amended Charge
Amended Charge Disposition: Suspends Imposition of Sentence - placed on 3 years probation

Date: November 24, 2006
Category: Criminal
Charges: Possession of Controlled Substance
Disposition: Suspended Imposition of Sentence
Amended Charges: n/a
Amended Charge Type: OTHER Amended Charge
Amended Charge Disposition: Suspended Imposition of Sentence

Date: July 15, 2006
Category: Criminal

Date: April 23, 1997
Category: Criminal
Charges: Possession of Controlled Substance
Disposition: Deferred Adjudication
Broker Comment: I was arrested again on this charge by Blue Springs Police Department on July 29, 1997.

Date: April 23, 1997
Category: Criminal
Charges: Possession of Controlled Substance
Disposition: Dismissed

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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