THERESA LUCIA VASQUEZ is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1190 SARATOGA AVE., STE 140, SAN JOSE, CA, 95129.
THERESA LUCIA VASQUEZ has worked at LPL FINANCIAL LLC since October 13, 2005
Disclosure History
THERESA LUCIA VASQUEZ has 13 Disclosure Event(s).
Date: June 20, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: May 30, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: May 30, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: May 30, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: February 03, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: ACCOUNT IS PART OF THE LHDR DEBT NEGOTIATION PROGRAM THAT REP IS ENROLLED IN.
Date: January 27, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: ACCOUNT IS PART OF THE LHDR DEBT NEGOTIATION PROGRAM THAT REP IS ENROLLED IN.
Date: January 27, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: ACCOUNT IS PART OF THE LHDR DEBT NEGOTIATION PROGRAM THAT REP IS ENROLLED IN.
Date: November 28, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: August 31, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: June 15, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: June 15, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: June 15, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: March 22, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for THERESA LUCIA VASQUEZ, click here.
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