THET BONDOC REYES is currently employed as a Broker and/or Investment Adviser at U.S. BANCORP INVESTMENTS, INC. located at 157 N LARCHMONT BLVD, LOS ANGELES, CA, 90004.
THET BONDOC REYES has worked at U.S. BANCORP INVESTMENTS, INC. since April 01, 2010
Disclosure History
THET BONDOC REYES has 1 Disclosure Event(s).
Date: April 18, 2001 Category: Employment Separation After Allegations Firm Name: CAL FED BANK Termination Type: Discharged Allegations: I SIGNED ACCOUNT DOCUMENTS AS REPRESENTATIVE OF RECORD WHEN I WAS NOT THE ACTUAL REPRESENTATIVE WHO TOOK THE CLIENT'S ORDER AND CONSUMMATED THE CLIENT'S TRANSACTIONS. Broker Comment: BEFORE DOING THAT TRADE,MADELEINE SHAHINIAN (L&D)LICENSE AND I DISCUSSED THE CLIENT SITUATION W/ MY OUR MANAGER(VINCE SANDOVAL).HIM KNOWING THAT THIS WAS MADELEINE'S CLIENT FOR A LONG TIME,HE THEN INSTRUCTED ME TO COMPLETE A NEW ACCOUNT APPLICATION & A BROKER DEALER CHANGE FORM FOR THAT CLIENT AND THEN, HAD ASKED MADELEINE TO MEET WITH HER TO CONFIRM HER GOAL & FOR SIGNATURES SINCE SHE LIVED CLOSER TO HER.ALL COMMUNICATIONS & TRANSACTIONS WERE DONE BETWEEN THE TWO OF THEM WHICH MY MANAGER WAS FULLY AWARE OF.MADELEINE HAD PARTIAL LICENSE AND CAPABLE OF COMPLETING THE NEW ACCOUNT APPLICATION AND CONFIRMING CLIENT'S GOAL.SHE WAS THE PREVIOUS BROKER FOR THAT SWITCH OVER TRADE.I HAD GAIN TO FULLY TRUST MY MANAGER'S DECISION TO TEACH ME THE RIGHT THING,NOT ONLY BECAUSE HE WAS MY MANAGER,BUT BEACUSE HIS EXPERTISE TOO IN THE FIELD ON INVESTMENTS.THAT WAS WHY I FOLLOWED HIM THAT EVENTUALLY LEAD TO MY TERMINATION.DO YOU THINK THIS WAS FAIR?
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