THOMAS EDWARD ANDERSON

THOMAS EDWARD ANDERSON is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 5087 ELK RIVER ROAD, ELKVIEW, WV, 25071.

THOMAS EDWARD ANDERSON has worked at CETERA INVESTMENT SERVICES LLC since November 06, 2017

Disclosure History

THOMAS EDWARD ANDERSON has 1 Disclosure Event(s).

Date: March 03, 2016
Category: Customer Dispute
Allegations: The customer alleges he was not informed of the fees that would be charged on his variable annuity purchase and was not given the contract in time to use the free look option.
Damage Amount Requested: $19,177.25

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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