THOMAS ARTHUR BOUCHARD

THOMAS ARTHUR BOUCHARD is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 375 SOUTHPOINTE BLVD, STE 230, CANONSBURG, PA, 15317.

THOMAS ARTHUR BOUCHARD has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 06, 1986

Disclosure History

THOMAS ARTHUR BOUCHARD has 1 Disclosure Event(s).

Date: February 03, 2017
Category: Customer Dispute
Allegations: The clients alleged variable annuities purchased in May 2005 and a variable universal life insurance policy purchased in March 2004 were not appropriate.
Damage Amount Requested: $5,000.00
Settlement Amount: $1,250.00
Broker Comment: Based on the review, the issues raised by the client were unjustified. However, in the interest of good client relations, and per the client's request, the client's 2016 financial planning fee of $1,250 was refunded.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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