THOMAS FRANCIS BUCKLEY is currently employed as a Broker and/or Investment Adviser at SUNBELT SECURITIES, INC. located at 2700 Post Oak Blvd Ste 1700, Houston, TX, 77056.

THOMAS FRANCIS BUCKLEY has worked at SUNBELT SECURITIES, INC. since January 17, 2002

Disclosure History

THOMAS FRANCIS BUCKLEY has 2 Disclosure Event(s).

Date: February 08, 1996
Category: Customer Dispute
Settlement Amount: $100,000.00
Broker Comment: SETTLED FOR $100,000.00NOT PROVIDED

Date: January 12, 1995
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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