Thomas Caperon

Thomas Caperon is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 10274 W USTICK ROAD, BOISE, ID, 83704.

Thomas Caperon has worked at EDWARD JONES since May 08, 2017

Disclosure History

Thomas Caperon has 2 Disclosure Event(s).

Date: August 09, 1991
Category: Criminal
Charges: DUI Driving
Disposition: Judgment withheld
Broker Comment: On 05/11/2006 the court entered an Order setting aside the guilty plea, dismissing the case and discharging Mr. Caperon.

Date: August 08, 1991
Category: Criminal
Charges: DUI Driving
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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