THOMAS ANTHONY CIESLA

THOMAS ANTHONY CIESLA is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 21331 S REDWOOD LN, SHOREWOOD, IL, 60404-7546.

THOMAS ANTHONY CIESLA has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since February 02, 2004

Disclosure History

THOMAS ANTHONY CIESLA has 1 Disclosure Event(s).

Date: August 14, 2000
Category: Employment Separation After Allegations
Firm Name: RAYMOND JAMES FINANCIAL SERVICES, INC.
Termination Type: Discharged
Allegations: DISCHARGED FOR VIOLATION OF FIRM POLICY
Broker Comment: ON 08/07/00 MR. CIESLA'S BRANCH MANAGER FOUND HIM TO BE IN VIOLATION OF FIRM POLICY BY FORGING A CLIENT'S SIGNATURE ON AN ACCOUNT.

More Information

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