THOMAS MICHAEL CORBAT is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2144 SHATTUCK AVE, BERKELEY, CA, 94704.
THOMAS MICHAEL CORBAT has worked at WELLS FARGO CLEARING SERVICES, LLC since January 03, 2011
Disclosure History
THOMAS MICHAEL CORBAT has 2 Disclosure Event(s).
Date: October 14, 2002 Category: Customer Dispute Allegations: SUITABILITY - AUGUST 2001 Damage Amount Requested: $5,600.00 Broker Comment: CALCULATION SHOWS A LOSS OF APPROX $5622.00
Date: May 29, 2002 Category: Customer Dispute Allegations: SUITABILITY, FAILURE TO FOLLOW INSTRUCTIONS. VARIOUS DATES FROM 1998 TO PRESENT Damage Amount Requested: $101,082.00 Broker Comment: OUR CALCULATION SHOWS A PAPER LOPSS OF $27,951.25 AS OF 6/12/02
More Information
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