THOMAS PATRICK COX is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at MACK CENTRE III - NORTH TOWER 5TH FLOOR, 140 EAST RIDGEWOOD AVENUE, PARAMUS, NJ, 07652.
THOMAS PATRICK COX has worked at MORGAN STANLEY since October 07, 2015
Disclosure History
THOMAS PATRICK COX has 3 Disclosure Event(s).
Date: September 16, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGED MISREPRESENTATION WITH RESPECT TO STOCK PURCHASE - JUNE 2001.DAMAGES UNSPECIFIED. Broker Comment: THE CLAIM WAS DENIED.
Date: May 06, 2003 Category: Customer Dispute Allegations: ALLEGING THAT FC ACCEPTED AN ORDER TO EXCHANGE A MUTUAL FUND FROM A PERSON AFFILIATED WITH THE CHURCH WHO DID NOT HAVE AUTHORITY TO PLACE THE ORDER AND REQUESTED THAT THE EXCHANGE BE REVERSED. Settlement Amount: $21,093.58 Broker Comment: [THIRD PARTY] IS HANDLING THIS MATTER.
Date: October 14, 1994 Category: Customer Dispute Allegations: SUITABILITY Damage Amount Requested: $70,000.00 Damages Granted: $20,270.00 Broker Comment: AFTER A HEARING BEFORE A PANEL AT THE NYSE, THE ARBITRATORS AWARDED [CUSTOMER] $20,270 PLUS INTEREST.
More Information
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