THOMAS H DECKER

THOMAS H DECKER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1 HARBOUR PLACE, SUITE 125, PORTSMOUTH, NH, 03801.

THOMAS H DECKER has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

THOMAS H DECKER has 1 Disclosure Event(s).

Date: April 29, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES STOCK WAS PURCHASED WITHOUT HIS AUTHORIZATION ON SEPTEMBER 25, 2008. ALLEGED DAMAGE AMOUNT IS MORE THAN $5,000.
Settlement Amount: $4,243.98

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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