THOMAS LOUIS DEGIRONIMO

THOMAS LOUIS DEGIRONIMO is currently employed as a Broker and/or Investment Adviser at HAZARD & SIEGEL, INC. located at 5793 WIDEWATERS PARKWAY, DEWITT, NY, 13214.

THOMAS LOUIS DEGIRONIMO has worked at HAZARD & SIEGEL, INC. since April 01, 2009

Disclosure History

THOMAS LOUIS DEGIRONIMO has 4 Disclosure Event(s).

Date: November 14, 1985
Category: Employment Separation After Allegations
Firm Name: TRAVELERS EQUITIES SALES INC.
Termination Type: Permitted to Resign
Allegations: Not ProvidedTRAVELERS TERMINATED MY SECURITIES LICENSEAFTER THE N.A.S.D. MOTILED THEM OF THE S E C ORDER. NO CHARGESRESULTED
Broker Comment: MY SECURITIES LICENSE WITH THE TRAVELERSL WASTERMINATED BUT THEY STILL CARRY MY INSURANCE LICENSEMY SECURITIES LICENSE WAS TERMINATED WITH THETRAVELERS, BUT THEY ALLOW ME TO SELL THEIR INSURANCE PRODUCTS.

Date: May 15, 1984
Category: Regulatory

Date: April 25, 1984
Category: Civil

Date: April 11, 1983
Category: Regulatory

More Information

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