THOMAS WILLIAM DUNN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 680 EAST ST. CHARLES, SUITE 700, BROWNSVILLE, TX, 78520.
THOMAS WILLIAM DUNN has worked at LPL FINANCIAL LLC since February 24, 2014
Disclosure History
THOMAS WILLIAM DUNN has 1 Disclosure Event(s).
Date: November 12, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES CERTAIN CONTRACT PROVISIONS WERE MISREPRESENTED. NO SPECIFIC DAMAGES ALLEGED. Settlement Amount: $13,055.81 Broker Comment: IN ORDER TO AVOID THE COST AND UNCERTAINTY OF FURTHER DISPUTE REGARDING THIS MATTER, THE CLIENT WAS REIMBURSED $13,055.81
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