THOMAS EDWARD EGAN is currently employed as a Broker and/or Investment Adviser at GARDEN STATE SECURITIES, INC. located at 328 NEWMAN SPRINGS ROAD, RED BANK, NJ, 07701.
THOMAS EDWARD EGAN has worked at GARDEN STATE SECURITIES, INC. since January 15, 2015
Date: January 01, 1989 Category: Customer Dispute Allegations: ONE OF THREE RESPONDENT IN AN UNAUTHORIZEDTRADE COMPLAINT RESULTING IN $2,000.00 LOSS IN [CUSTOMER'S] ACCOUNT. Damage Amount Requested: $2,000.00 Damages Granted: $2,000.00 Broker Comment: I SHARED A JOINT AND SEVERALLY IN A $2,000.00SETTLEMENT WHICH HAS BEEN SATISFIED.N/A
Date: October 24, 1988 Category: Employment Separation After Allegations Firm Name: UNDERHILL ASSOCIATES, INC. Termination Type: Permitted to Resign Allegations: IMPROPER HANDLING OF OPTION TRADING CLIENTACCOUNTS. Broker Comment: APPEARED BEFORE BCC IN PHILADELPHIA DISTRICT 9AND CHARGES WERE DISMISSED.
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