THOMAS BARKSDALE HALEY is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 6552 PATIO LANE, BOCA RATON, FL, 33433.
THOMAS BARKSDALE HALEY has worked at SIGNATOR INVESTORS, INC. since May 13, 2016
Disclosure History
THOMAS BARKSDALE HALEY has 2 Disclosure Event(s).
Date: April 02, 1997 Category: Customer Dispute Allegations: SALE OF DATRONIC (1990) AND ICON (1991) LIMITED PARTNERSHIPS WERE UNSUITABLE. Damage Amount Requested: $50,000.00 Damages Granted: $20,088.32 Broker Comment: CLAIMANTS ALLEGATIONS REGARDING SALE OF DATRONICS WERE DROPPED. CLAIMANTS REQUESTS FOR ATTORNEY'S FEES, COSTS AND PUNITIVE DAMAGES WERE DENIED. RESPONDENTS WERE FOUND LIABLE, JOINT AND SEVERALLY, IN THE AMOUNT OF $20,088.32. UPON RECEIPT, CLAIMANT SHALL TENDER HER UNITS OF ICON ($20,000 INITIAL PURCHASE) TO RESPONDENTS.
Date: December 30, 1993 Category: Regulatory
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