THOMAS LASLEY HOLTZ is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at 6478 CENTERVILLE BUSINESS PARKWAY, CENTERVILLE, OH, 45459.
THOMAS LASLEY HOLTZ has worked at FSC SECURITIES CORPORATION since January 27, 2014
THOMAS LASLEY HOLTZ has 1 Disclosure Event(s).
Date: September 09, 2009 Category: Customer Dispute Allegations: CLIENT IS ALLEGING 1.)NEGLIGENT MISREPRESENTATION; 2.) BREACH OF FIDUCIARY DUTY; AND 3.)NEGLIGENCE IN CONNECTION WITH A LIFE INSURANCE POLICY AND A VIATICAL SETTLEMENT. ACTIVITIES OCCURED BETWEEN 11/7/2005 AND 7/9/2009. Damage Amount Requested: $2,500,000.00 Settlement Amount: $800,000.00 Broker Comment: DURING THE DISCOVERY PROCESS MY CLIENT FILE WAS REVIEWED ALONG WITH LINCOLN BENEFIT LIFE'S RECORED PHONE CONVERSATIONS BETWEEN THEIR POLICY-OWNER SERVICE DEPARTMENT AND ME. LINCOLN BENEFIT LIFE OFFERED TO SETTLE AT THAT POIN; AND THEY REQUESTED NO SETTLEMENT FUNDS FROM ME OR MY FIRM - NOR DID THE PLAINTIFF REQUEST ANY CONTRIBUTION TOWARD SETTLEMENT FROM ME. THE SETTLEMENT DOCUMENTS SPECIFICALLY ACKNOWLEDGE THAT ALL ALLEGATIONS OF ANY CHARGES MADE AGAINST ME IN THIS LAWSUIT WERE RETRACTED. THE CONCLUSTION ONE DRAWS FROM THESE FACTS IS THAT LINCOLN BENEFIT LIFE ACKNOWLEDGES THAT THE PROBLEM AROSE BY VIRTUE OF THEIR ERRORS ALONE AND NONE OF MINE. FOR THE INTERESTED PARTY THERE IS A COMPLETE PACKET THAT DOCUMENTS THESE FACTS.
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