THOMAS BOLEY HUNT

THOMAS BOLEY HUNT is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1303 ADDISON AVE E, TWIN FALLS, ID, 83301.

THOMAS BOLEY HUNT has worked at WELLS FARGO CLEARING SERVICES, LLC since January 03, 2011

Disclosure History

THOMAS BOLEY HUNT has 2 Disclosure Event(s).

Date: October 31, 2001
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES UNSUITABLE AND UNAUTHORIZED TRADING, BREACH OF FIDUCIARY DUTY AND NEGLIGENCE BETWEEN APPROXIMATELY MARCH 2000 THRU DECEMBER 2000.
Damage Amount Requested: $546,764.00
Settlement Amount: $80,000.00

Date: July 23, 2001
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED UNSUITABLE INVESTMENTS; CHURNING; UNAUTHORIZED TRADING - OCTOBER 2000. DAMAGES UNSPECIFIED
Settlement Amount: $5,000.00
Broker Comment: THE CLAIM WAS SETTLED FOR $5000.

More Information

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