THOMAS STEVEN JOHNSON

THOMAS STEVEN JOHNSON is currently employed as a Broker and/or Investment Adviser at NBC SECURITIES, INC. located at 2 CARLSON PKWY NORTH, SUITE 245, PLYMOUTH, MN, 55447.

THOMAS STEVEN JOHNSON has worked at NBC SECURITIES, INC. since August 07, 2015

Disclosure History

THOMAS STEVEN JOHNSON has 1 Disclosure Event(s).

Date: September 10, 2012
Category: Customer Dispute
Allegations: A RELATIVE OF THE CLIENTS COMPLAINS THAT THE CLIENTS CONSERVATIVE GROWTH PORTFOLIO SHOULD HAVE PRESERVED THEIR INVESTMENT VALUE THROUGH THE MARKET DOWNTURN WHICH OCCURRED SINCE 2008.
Damage Amount Requested: $34,365.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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