THOMAS GERARD KALIS

THOMAS GERARD KALIS is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at 3133 VAN HORN ROAD, TRENTON, MI, 48183.

THOMAS GERARD KALIS has worked at FSC SECURITIES CORPORATION since March 23, 2018

Disclosure History

THOMAS GERARD KALIS has 1 Disclosure Event(s).

Date: January 08, 2003
Category: Customer Dispute
Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $10,000 OR MORE** SUITABILITY - CUSTOMER ALLEGES THAT DUE TO LOSSES IN SUB ACCOUNTS, PACIFIC LIFE VA WAS NOT SUITABLE.
Damage Amount Requested: $150,000.00
Broker Comment: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $10,000 OR MORE** FIRM SENT LETTER TO CUSTOMER DENYING THE CLAIM ON 2/6/03

More Information

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