THOMAS MICHAEL KANN

THOMAS MICHAEL KANN is currently employed as a Broker and/or Investment Adviser at WHITE ROCK ADVISORS, LLC located at 5001 SPRING VALLEY ROAD, SUITE 850W, DALLAS, TX, 75244.

THOMAS MICHAEL KANN has worked at WHITE ROCK ADVISORS, LLC since October 09, 2008

Disclosure History

THOMAS MICHAEL KANN has 1 Disclosure Event(s).

Date: October 03, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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